Principles of Securities Regulation, 3d The Concise Hornbook Series pdf epub mobi txt 电子书 下载 2025
出版者:
作者:Thomas Lee Hazen
出品人:
页数:479
译者:
出版时间:2009-9
价格:348.00元
装帧:
isbn号码:9780314187994
丛书系列:
图书标签:
- Securities Regulation
- Federal Securities Law
- State Securities Law
- Securities Litigation
- Compliance
- Investment Management
- Blue Sky Law
- Disclosure
- Market Manipulation
- Insider Trading
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具体描述
This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.
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