The Ethics of History

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出版者:Northwestern Univ Pr
作者:Carr, David (EDT)/ Flynn, Thomas R. (EDT)/ Makkreel, Rudolf A. (EDT)
出品人:
页数:263
译者:
出版时间:
价格:29.95
装帧:Pap
isbn号码:9780810120273
丛书系列:
图书标签:
  • 历史伦理
  • 伦理学
  • 历史哲学
  • 历史研究
  • 道德
  • 历史叙事
  • 学术著作
  • 西方哲学
  • 社会科学
  • 文化研究
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具体描述

The phrase "ethics of history" is intrinsically polyvalent, and the editors of this volume acknowledge the "novelty and ambiguity" of the juxtaposition of ethics with history. (vii) No one can be insensitive to the importance of the considerations entailed, least of all practicing historians or philosophers of history. Hence the organization of a conference on this theme in 1998, from which the essays have been culled, made eminent sense. What remains is to consider what sense the essays have made of the theme.

The volume is organized in three parts, reflecting the commonalities the editors could find among the contributions. The first part is entitled "Historical Representation," articulating what the editors perceive as a ubiquitous "critique" of the conventional notion of historical representation. This "critique" is animated, they believe, by a recognition first of an "unbridgeable" gap between the historian and the past, and hence as well of the inescapable impact of the subjectivity of the historian in the (re)construction. Such subjectivity has, they continue, not only aesthetic but also ethical dimensions (viii-ix). Not unreasonably, the editors take these commonalities for a general endorsement of postmodernist insight. Hence the second part of the volume expounds "Postmodernist Challenges" (to conventional historical representation). Working through these challenges ushers in the closing part, on "History and Responsibility," which proposes to harvest the insights into the "ethics of history." The volume ends, however, with some reservations expressed by David Carr regarding the postmodernist assimilation of history to fiction. He finds in the postmodern position "a number of confusions and untenable tacit assumptions concerning the nature of fiction, the role of imagination in knowledge, and the relation between narrative and historical reality." (259) Not only do I find Carr's comments apt, but I suspect as well that they could serve to turn the whole discussion in a different direction.

To assess the volume, I suggest we distinguish at least heuristically between "cognitive virtues" and cultural responsibility. This may parallel, in some measure, Jürgen Rüsen's proposal to discriminate "theoretical" from "practical" truth (196). My meaning is that one central way of construing the "ethics of history" is in terms of the historian's obligation to "get it right," that is, to adhere to some standard of "truth-telling." Allan Megill takes the strongest stance along these lines in the volume, arguing that "the epistemology of historical investigation is closely connected to the ethics of historical investigation" (46), and concluding: "The fundamental obligation of historians is to the maximal telling of truth, maximally keyed to the weight of the available evidence. Here is where the only ethics of history worthy of the name is to be found." (66) But there is another -- more conventionally "moral" -- sense, which strongly pervades the volume, of cultural responsibility -- to the past, to the present, and even to the future. Rüsen puts it clearly: "To whom is the historian responsible and for what? And how are these values and this responsibility effective in the historical work?" (196)

In terms of historical practice, as Megill puts it, "the obligation to offer reasons for one's truth-claims is an ethical and not merely a technical obligation." (55) Of course, the issue is what kinds of truth-claims historians can make and how they can offers reasons for them. Megill is confident that there are well-established "rules for arriving at historical truth." (48) In at least some measure, Rüsen seems to share this view and even to extend it toward what seems quite non-postmodern, namely the old "value-free" notion of "scientific" objectivity. I think things are considerably more problematic. Here, precisely, the challenges posed by Frank Ankersmit, Edith Wyschogrod and Joseph Margolis to conventional historical representation need to be taken up, especially in terms of the ethical and epistemological meanings of "historical truth." That term throngs Ankersmit's essay obtrusively notwithstanding what seems to me his failure to define it. Moreover, I suspect it is incongruous with his long-established theory of historical representation, which he here reiterates. It is not clear that Ankersmit succeeds in explaining "why truth and value can come so infinitesimally close to each other in the practice of historical writing" (18) except in the sense that both are derived from the aesthetic of representation. To write "in praise of subjectivity" on this line, hitching both ethics and truth in history to the aesthetic form of representation, leaves one skeptical as to whether "we will go to the heart of reality with representation" (13), or simply express idiosyncratic visions. Edith Wyschogrod, taking up Foucault, affirms an "ideal of historical truth" while abandoning representation altogether. Her "heterological history" is a form of fiction, but fiction is a very sophisticated form in poststructuralist hands. In any event the old idea of representation (narratives of "before and after") is foreclosed by the "atomic" isolation of past "discursive regimes" (Foucault), since the ruptures between them are unbridgeable in principle. She acknowledges such a view "can lead to a metaphysics of unamended difference and dissemination" (41), but she insists there are sufficient "constraints on what can be said or shown" (42) to preempt this mise en abîme. It is ethical responsibility, "liability for the Other" (30), which raises these constraining demands, reasserting "before and after" as an "imperative" to take up the sufferings of past others. It is the historian's "erotic" passion for the claims of memory (of the Other) which encodes ethics into history. In Foucault's formulation: "'Whose truth is being told, to whom, by whom and to what end?'" (42) Most interesting is Joseph Margolis, who argues at one and the same time that, in a post-positivist philosophical order, there can only be "constructivism all the way down" (175, 184) and yet neither intelligibility nor responsibility need be forsaken. If there is a "dampening [of] objectivity" (195) which appears "inescapably relativistic" (186), this seems to Margolis largely a matter of time: "Conviction tends to outstrip legitimation at any moment; but, over time and well after the fact, the two are more closely reconciled. This often requires the rewriting of history and the reassessment of norms." (188)

How does that square with the other concern: the historian's cultural responsibility -- to the past, the present and the future? As John Caputo puts it, "history and justice come too late for the dead." (92) Belated "reconciliation" buys into the fatal compromise of all theodicy; it fails to face squarely the irredeemability of loss. That is what makes acute for several of the authors in the collection Arthur Danto's unanswered question: "have we some kind of duty to the past itself to find out its truth?" (82) And should that duty be, as Caputo follows Benjamin and Levinas in suggesting, to undertake the (impossible) redemption of past suffering? Caputo draws richly on Levinas to explore this impossible obligation, which also lies at the heart of Wyschogrod's reflections. In a way, what seems to flow from the anguished reflections in their essays, along with more measured echoes in Danto and Rüsen, is the notion that the "irreparability of the past" must be juxtaposed to the "open-endedness of the future" (115) in an effort to provide orientation in the present (Rüsen's key idea of Orientierungsbedürfnisse). Megill puts this emphatically: historians are "obliged to reflect on the ethical significance of the past for us, now," (54) a "relation . . . primarily to . . . the continuing present." (61) Rudolf Makkreel reinvokes the larger tradition of philosophy of history from Kant, arguing that "only an authentic moral theodicy that is rooted in our moral compass can orient us towards the future," hence the historian's hermeneutic obligation to "make as much sense of history as is needed to keep moral hope alive." (218) But does ought imply can, here? And is the practicing historian really in the business of theodicy?

The notion of an "ethics of history" comes out of this collection as problematic as its overture foretold. Though for somewhat different reasons, I think Ankersmit's claim that in historical writing truth and value are utterly commingled seems essential. After all these essays, it is still not clear how to resolve what Steven Crowell once called the "mixed messages" of historical writing. (History and Theory 37 (1998)) Makkreel's suggestion that we should consider with more discrimination the relation between the "reflective" and the "reflexive," between "responsiveness" to the ambiguities of the historical object and the "responsibility" of the historian to the ethical imperatives of the present, proposes more than etymological kinships. "Whereas reflection leads consciousness outside itself, the reflexive allows consciousness to relate to itself." (223) Bringing hermeneutics and history together, Makkreel suggests that "hermeneutics requires an ethic of responsiveness to one's subject matter, whereas history requires an ethic of responsibility." (228) Authenticity requires that however "theoretically indeterminate" a historical judgment may have to be, the historian must show a "determinate practical consciousness." (218) That path seems to hold promise for further exploration.

《历史的伦理》探讨了历史研究过程中所面临的一系列深刻的道德困境和责任。这本书并非一本讲述具体历史事件的叙事著作,而是深入剖析了历史学家在面对过去时所应持有的基本原则、方法论以及由此产生的伦理考量。 首先,本书着重分析了历史学家作为“过去之证人”的独特地位。历史学家被赋予了记录、解释和传递历史的使命。然而,这种使命并非单纯客观的记录,而是伴随着选择、阐释和叙事建构的过程。在这一过程中,历史学家不可避免地会做出价值判断,这些判断如何被引导,如何避免偏见,如何公正地呈现不同群体的经历,是本书开篇即着力探讨的核心问题。 其次,《历史的伦理》深入讨论了“谁来书写历史”以及“为谁书写历史”的议题。历史上,强势群体往往更容易将他们的视角和叙事强加于人,而弱势群体、被压迫者的声音则容易被淹没或扭曲。本书强调,真正的历史伦理要求我们积极发掘和呈现那些被边缘化、被遗忘的声音,挑战主流叙事中的不公。这涉及到对史料的批判性解读,对历史记录者身份的审视,以及对历史解释权力分配的关注。 接着,本书对“真相”在历史研究中的地位进行了细致的剖析。历史真相并非一个简单、统一的概念,它往往是碎片化的,且受到不同视角的影响。历史学家如何在承认真相复杂性的同时,努力追求更接近事实的理解,避免虚构或刻意歪曲,是其工作中的一个重要伦理挑战。这包括对证据的审慎运用,对假设的清晰界定,以及对个人信念与史学研究的界限的明确。 《历史的伦理》还关注了历史书写与社会责任之间的紧密联系。历史研究并非孤立的学术活动,它深刻影响着人们对当下和未来的认知。历史学家有责任警惕历史被滥用,例如被用来煽动仇恨、进行政治宣传或制造民族主义狂热。因此,本书强调了历史研究的透明度、反思性以及对可能造成的社会影响的自觉承担。 在方法论层面,本书探讨了情感在历史研究中的作用。历史研究需要同情心,以便更好地理解过去的个体和群体,但过度情感化也可能导致主观臆断和对史实的偏离。如何平衡同情与客观,如何处理历史事件中涉及的痛苦、创伤和记忆,是本书深入探讨的另一个重要维度。 此外,《历史的伦理》还触及了历史研究的“再现”问题。无论是通过文字、影像还是口述,历史学家都在进行某种形式的“再现”。这种再现是否充分、是否公正,是否尊重了被再现者的尊严,是重要的伦理考量。尤其是在处理涉及暴力、歧视和不公的历史时,历史学家的再现方式更是至关重要。 本书还审视了历史学家在面对不同文化背景和价值体系时的伦理责任。历史研究并非总是在同一文化语境下进行,理解和尊重不同文化对历史的解读方式,避免以自身文化标准去评判他者,是跨文化历史研究的必要伦理。 总而言之,《历史的伦理》是一部关于历史研究本质的深刻反思,它引导读者思考作为历史叙事者和解释者的责任,强调了公正、诚实、同情以及对社会责任的担当。它并非提供具体的历史答案,而是指引一种更负责任、更具道德意识的治史之道,旨在帮助历史学界及社会大众更加审慎地对待历史,并从历史中汲取有益的教训,以更明智的态度面对未来。

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这本书简直是为我这种对历史叙事背后的道德困境着迷的读者量身定做的。从翻开第一页开始,作者就以一种近乎挑衅的姿态,将我们带入了一个充满灰色地带的道德迷宫。我原以为会读到一些枯燥的学术论证,但事实完全出乎我的意料。它更像是一场深邃的哲学对话,探讨的不是“历史是什么”,而是“我们该如何对待历史的真相”。尤其让我印象深刻的是关于“记忆的政治”那一章,作者巧妙地穿插了不同文化背景下的历史修正主义案例,比如对战争罪行的不同解读,这迫使我不断反思自己对“客观性”的信仰。书中的论述逻辑严密,每一步推导都带着一种不容置疑的力量,但同时,作者又不断提醒我们,所有的历史构建都带有解读者的烙印。我尤其欣赏作者对“遗忘的伦理”这一概念的探讨,这比单纯谴责历史的谬误要深刻得多——有时,为了社群的存续和未来的和解,是否遗忘反而成为一种必要的道德选择?这种复杂性,让人读后久久不能平静。

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读完这本书,我感觉自己的历史观被彻底颠覆了,但这种颠覆并非带来混乱,而是一种全新的清晰感。作者的笔触极为细腻且充满激情,他似乎并不满足于停留在理论层面,而是将这些高深的伦理学概念直接投射到具体的历史事件分析中,读起来酣畅淋漓。例如,书中对“受害者叙事”的剖析,没有陷入简单的道德审判,而是深入挖掘了不同代际对同一历史创伤的不同情感承载,以及这种承载如何塑造了当下的政治行动。我常常需要停下来,合上书本,在房间里踱步思考。这本书的行文风格充满了古典的思辨色彩,句子结构复杂而优美,充满了排比和反问,读起来有一种在聆听一位智者娓娓道来的感觉。它不是一本速成的指南,而是一份需要你投入心神去啃噬的智慧结晶。对于任何想在历史研究中寻找终极真理的人来说,这本书无疑是一剂强有力的“清醒剂”。

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这本书最让我震撼的地方,在于其对“历史解释的权力”这一核心议题的无情解剖。作者没有用任何含糊其辞的语言来粉饰太平,而是毫不留情地揭示了谁有权“讲述”历史,以及这种讲述权力如何服务于特定的当代利益。我特别喜欢作者在探讨民族国家叙事时所采用的批判视角,他通过对比几个关键历史节点的官方文献和民间口述史,展示了宏大叙事是如何像过滤器一样,过滤掉那些不合时宜的、痛苦的个体经验。这本书的节奏感很强,时而如疾风骤雨般犀利,时而又陷入一种近乎冥想的沉思状态,这使得阅读过程充满了张力。它不是在提供答案,而是在不断地提出更尖锐的问题。读完后,我发现自己看新闻、读传记时的警惕性都提高了好几个层次,因为它教会我,每一个声称客观的叙述背后,都潜藏着巨大的道德选择和意图。

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这是一本充满重量感的作品,它的讨论深度远超我预期的范围。作者似乎并不担心冒犯任何既有的历史学派,他以一种近乎“破坏性创新”的姿态,拆解了许多我们习以为常的“历史常识”。其中关于“历史的替代性”的讨论,让我印象极其深刻——如果历史没有那样发生,我们对现在的道德判断是否会彻底改变?作者并没有给出一个简单的定论,而是搭建了一个复杂的思想模型,邀请读者亲自进入其中进行推演。这本书的论证风格非常依赖于精确的术语定义和细致的逻辑推演,行文风格上,它更像是一部精心打磨的法律辩论稿,每一个论点都建立在坚实的基础之上,环环相扣,让人难以反驳。它不是一本轻松的读物,需要读者具备一定的哲学基础,但对于那些渴望深入理解历史学作为一门“道德实践”的专业人士或严肃爱好者来说,这本书的价值是无可替代的。

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我必须承认,这本书的阅读体验是极具挑战性的,但这种挑战性恰恰是其价值所在。作者对历史学家职责的界定,已经超越了传统意义上的“记录者”范畴,上升到了“道德中介人”的高度。书中大量的案例分析都指向一个核心问题:当我们面对那些注定会伤害现世情感的真相时,我们是否有权去揭示它们?这让我联想到一些当代社会热点事件,原本以为已经有了定论的议题,在作者的伦理框架下,竟然展现出令人不安的新的维度。这本书的语言是如此的精准,以至于每一个术语的引入都经过了深思熟虑,几乎没有一个冗余的词汇。对于那些习惯了快餐式知识的读者来说,这本书可能有些晦涩,但如果你愿意沉下心来,去体会那种在逻辑迷宫中寻找出口的乐趣,你会发现其回报是巨大的。它迫使你直面历史的重量,而不是轻易地将其归档或美化。

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